Regulatory Affairs

Regulatory Affairs vs. Government Affairs: Roles, Boundaries, and How the Teams Work Together

Michael-Christopher WarrenAug 22, 2026Updated Aug 22, 202614 min read~532 words

Regulatory Affairs and Government Affairs should operate as connected but non-interchangeable disciplines. Regulatory Affairs commonly leads the formal proceeding, technical regulatory strategy, filings, testimony, and procedural control. Government Affairs commonly leads the wider political environment, institutional relationships, external coordination, and stakeholder context. The exact boundary is an organizational choice constrained by law, expertise, and the matter—not a universal template.

This article answers the operating-design question. The existing What Is Regulatory Affairs? retains the broader definition. Both sit inside the Regulatory Proceeding Intelligence hub and should be used with the team-structure framework.

Start with each function’s center of gravity

WorkRegulatory Affairs may commonly leadGovernment Affairs may commonly lead
Formal caseCase strategy, filings, testimony, discovery, procedural scheduleStakeholder and political context around the case
AnalysisTechnical requirements, evidentiary record, regulatory optionsInstitutional interests, external signals, relationship implications
External institutionsCommission process and formal participantsLegislature, executive branch, local government, associations, community
LeadershipCase posture, technical exposure, procedural optionsEnterprise implications, stakeholder reaction, political scenarios
RecordsOfficial filings, workpapers, testimony, legal and regulatory recordRelationships, interactions, commitments, decisions, and context

Organizational models vary for legitimate reasons

Some utilities combine the functions under a chief external affairs, regulatory, legal, strategy, or public policy leader. Others separate them sharply. A vertically integrated utility, competitive energy business, pipeline, telecom company, healthcare system, and manufacturer can use the same titles for different work. Define accountability from the actual mandate, jurisdiction, proceeding types, skills, confidentiality, and leadership expectations.

Manage shared territory explicitly

Commissioners and staff, rate cases, rulemakings, legislative-regulatory crossover, executive briefings, stakeholder strategy, external messaging, and issue escalation often touch both teams. Overlap is not failure. Unowned overlap is failure. Publish who recommends, who decides, who may communicate, who reviews, and where the record lives.

A practical coordination RACI

ActivityRegulatoryGovernment AffairsLegalCommunicationsExecutive
Formal case strategy and filingsA/RCC or A by modelII/decision gate
Procedural schedule and restrictionsA/RICII
Political and stakeholder environmentCA/RCCI
Commissioner/staff engagement planCR where permittedA on legal guardrailsCI or participant
Public message and media responseCCCA/RI/approver
Executive proceeding briefRRCCA as decision-maker
Commitment acceptance and trackingR by substanceR by relationshipCCA for material obligations
Institutional recordR for case recordR for operating contextR for legal recordR for approved messageI

RACI labels are a design prompt, not a legal conclusion. Replace them with the organization’s actual authority. One accountable decision-maker should exist for each material choice even when several functions are responsible for inputs.

Design the handoffs around decisions

At minimum, define how a filing or order enters triage, how business exposure is confirmed, how stakeholder implications are shared, how restrictions are marked, how engagement is approved, how public messages reconcile with the record, how executives decide, and how commitments return to the owning function. Use the internal proceeding coordination model for complex matters.

Resolve disagreements before the external window closes

Common conflicts involve timing, message, risk tolerance, who owns a relationship, whether a development is material, and whether an action is permitted. Escalate with the source, business consequence, deadline, options, recommendation, dissent, and named decision authority. Do not let “alignment” become an indefinite meeting.

Let commission rules govern commission contact

NARUC’s official proceedings manual notes substantial variation in commission practice. The CPUC’s ex parte guidance illustrates how restrictions can depend on proceeding category, timing, notice, and reporting. It is an example, not a national rule. Counsel and current jurisdiction-specific authorities should determine the engagement boundary.

Measure coordination by operating evidence

Useful evidence includes timely shared briefs, reconciled milestones, no conflicting external positions, decisions made before deadlines, commitments with owners, restriction compliance, and retrievable rationale. Meeting count and copied distribution lists do not prove coordination.

Maintain connected records without confusing sources of truth

The official docket owns filings and orders. Regulatory systems may own case schedules and workpapers. Legal systems may own privileged advice. The government affairs operating record owns stakeholder context, relationship history, interactions, organizational decisions, and commitments. Link records and identifiers; do not duplicate protected or authoritative material into uncontrolled notes.

General framework—not legal advice

Formal authority, communications rules, filing obligations, privilege, ethics, lobbying disclosure, and records requirements vary. Adapt this model with counsel, Regulatory Affairs, and the controlling commission sources.

MW
Michael-Christopher Warren
Founder, StatecraftCRM | Government Affairs Practitioner

Michael-Christopher Warren is a government affairs practitioner and the founder of StatecraftCRM. He writes practical frameworks for how government affairs work actually gets done — from stakeholder relationships and institutional memory to executive briefings, strategy, and team operations.

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